A selection of Financial Services Professionals 

- January 2024

Candidate ID: KC/151622

Seeks: Administration Team Manager / Office Manager

Salary Expectations: £38,000+

Location: North Bristol

Availability: 1 Month

• 30 years financial services experience, predominantly within wealth management as an office manager, operations manager, and sales support manager.
• A competent Team/Office Manager, managing support staff over multiple offices.
• Able to provide training and support to administrators and paraplanners, including carrying out of appraisals and performance management.
• Diploma qualified with strong knowledge of all areas of financial planning.
• Familiar with numerous provider platforms and competent with CURO, IRESS, Intelliflo, Trustnet and more.
• Looked after staff all recruitment from administration to advisors and carried out new starter inductions.
• Quick to adapt undertaking new system implementation and training for all staff from support to advisors.
• Assisted with compliance and undertaking complaint investigations.

Candidate ID: KC/184569

Seeks: Financial Planner

Salary Expectations: £50,000

Location: Bristol

Availability: Immediate

• Accomplished Diploma qualified Financial Adviser with 35 years industry experience.
• A strong ethical approach offering valuable contributions to any business or client relationship. Demonstrates a proven track record of exceeding sales targets, expanding client banks, and building enduring relationships.
• Highly committed having spent 16 years with previous firm as an IFA.
• Managed over 150 clients with assets under management exceeding £30,000,000 and with £150k+ ongoing showing ability to nurture relationships and demonstrating long term success.
• Handled various client types, including group pension plans and a range of individuals from entrepreneurs to industrial workers.
• Managed all research and paraplanning activities with efficient utilisation of back-office support.
• Experienced at advising holistically but especially adept at Pension advice having come from a Pension background prior to becoming an IFA.

Candidate ID: KC/184727

Seeks: Paraplanner

Salary Expectations: £45,000

Location: Bristol

Availability: 4 Weeks 

• Holds Level 6 Private Client Investment Advice & Management qualification as a Private Client Wealth Manager and currently pursuing Level 7 certification.
• Two years highly technical Paraplanning experience prior to becoming a Wealth Manager.
• Experience dealing with the UHNW clients in both a Paraplanning and Advisory capacity.
• Capable of working for a sole advisor/advisors or as a pooled resource.
• Adept at the preparation of Suitability Letters for various financial products and meticulously evaluating advisers' recommendations against clients' profiles.
• Due to clients worked with, is used to highly complex needs and requirements so capable of tackling the more technical cases and supporting others in this area.
• Well versed with cashflow management, specifically with Intelliflo.

If you would like to discuss strengthening your team, please contact Karen Cummins on 01275 813023 or email karen@cavendishmaine.com